Sec. 73.3571 Processing of AM broadcast station applications.
(a) Applications for AM broadcast facilities are divided into three
groups.
(1) In the first group are applications for new stations or for
major changes in the facilities of authorized stations. A major change
is any increase in power except where accompanied by a complimentary
reduction of antenna efficiency which leads to the same amount, or less,
radiation in all directions (in the horizontal and vertical planes when
skywave propagation is involved, and in the horizontal plane only for
daytime considerations), relative to the presently authorized radiation
levels, or any change in frequency, hours of operation, or community of
license. However, the FCC may, within 15 days after the acceptance for
filing of any other application for modification of facilities, advise
the applicant that such application is considered to be one for a major
change and therefore is subject to the provisions of Secs. 73.3580 and
1.1111 of this chapter pertaining to major changes.
(2) The second group consists of applications for licenses and all
other changes in the facilities of authorized stations.
(3) The third group consists of applications for operation in the
1605-1705 kHz band which are filed subsequent to Commission notification
that allotments have been awarded to petitioners under the procedure
specified in Sec. 73.30.
(b) If an application is amended so as to effect a major change as
defined in paragraph (a)(1) of this section or so as to result in a
situation where the original party or parties to the application do not
retain more than 50% ownership interest in the application as originally
filed, Sec. 73.3580 will apply to such amended application.
(c) Applications for new stations or for major changes in the
facilities of authorized stations are processed as nearly as possible in
the order in which they are filed. Such applications will be placed in
the processing line in numerical sequence, and are drawn by the staff
for study, the lowest file number first. Thus, the file number
determines the order in which the staff's work is begun on a particular
application or group of conflicting applications. In order that those
applications which are entitled to be grouped for processing may be
fixed prior to the time processing of the earliest filed application is
begun, the FCC will periodically release a Public Notice listing
applications which have been accepted for filing and announcing a date
(not less than 30 days after release) on which the listed applications
will be considered available and ready for processing and by which all
mutually exclusive applications and/or petitions to deny the listed
applications must be filed.
(1) In order to grant a major or minor change application made
contingent upon the grant of another licensee's request for a facility
modification, the Commission will not consider mutually exclusive
applications by other parties that would not protect the currently
authorized facilities of the contingent applicants. Such major change
applications remain, however, subject to the provisions of Secs. 73.3580
and 1.1111. The Commission shall grant contingent requests for
construction permits for station modifications only upon a finding that
such action will promote the public interest, convenience and necessity.
[[Page 337]]
(2) In addition to announcing the acceptance of mutually exclusive
applications and establishing a date for the filing of petitions to deny
such applications, the public notice referred to in paragraph (c) of
this section will also announce the date on which all mutually exclusive
applicants (including the previously accepted lead applicant) will be
required to pay the hearing fee established in part 1 of these rules, 47
CFR 1.1104(2)(c) of this chapter. The date for fee payment shall be at
least 30 days after the date established for peitions to deny.
(3) Whenever the public notice announces the acceptance of an
application that is mutually exclusive with a renewal application, it
shall also announce that the mutually exclusive applicants and the
renewal applicant will be required to pay the hearing fee on the date
established in the public notice.
(d) Applications proposing to increase the power of an AM station
are subject to the following requirements:
(1) In order to be acceptable for filing, any application which does
not involve a change in site must propose at least a 20% increase in the
station's nominal power.
(2) Applications involving a change in site are not subject to the
requirements in paragraph (d)(1) of this section.
(3) Applications for nighttime power increases for Class D stations
are not subject to the requirements of this section and will be
processed as minor changes.
(4) [Reserved]
(5) The following special procedures will be followed in authorizing
Class II-D daytime-only stations on 940 and 1550 kHz, and Class III
daytime-only stations on the 41 regional channels listed in
Sec. 73.26(a), to operate unlimited-time.
(i) Each eligible daytime-only station in the foregoing categories
will receive an Order to Show Cause why its license should not be
modified to specify operation during nighttime hours with the facilities
it is licensed to start using at local sunrise, using the power stated
in the Order to Show Cause, that the Commission finds is the highest
nighttime level--not exceeding 0.5 kW--at which the station could
operate without causing prohibited interference to other domestic or
foreign stations, or to co-channel or adjacent channel stations for
which pending applications were filed before December 1, 1987.
(ii) Stations accepting such modification shall be reclassified.
Those authorized in such Show Cause Orders to operate during nighttime
hours with a power of 0.25 kW or more, or with a power that, although
less than 0.25 kW, is sufficient to enable them to attain RMS field
strengths of 141 mV/m or more at 1 kilometer, shall be redesignated as
Class II-B stations if they are assigned to 940 or 1550 kHz, and as
unlimited-time Class III stations if they are assigned to regional
channels.
(iii) Stations accepting such modification that are authorized to
operate during nighttime hours at powers less than 0.25 kW, and that
cannot with such powers attain RMS field strengths of 141 mV/m or more
at 1 kilometer, shall be redesignated as Class II-S stations if they are
assigned to 940 or 1550 kHz, and as Class III-S stations if they are
assigned to regional channels.
(iv) Applications for new stations may be filed at any time on 940
and 1550 kHz and on the regional channels. Also, stations assigned to
940 or 1550 kHz, or to the regional channels, may at any time,
regardless of their classifications, apply for power increases up to the
maximum generally permitted. Such applications for new or changed
facilities will be granted without taking into account interference
caused to Class II-S or Class III-S stations, but will be required to
show interference protection to other classes of stations, including
stations that were previously classified as Class II-S or Class III-S,
but were later reclassified as Class II-B or Class III unlimited-time
stations as a result of subsequent facilities modifications that
permitted power increases qualifying them to discountinue their ``S''
subclassification.
(e) Applications other than those for new stations or for major
changes in the facilities of authorized stations are not placed on the
processing line but are processed as nearly as possible in the order in
which they are filed.
(f) Applications for change of license to change hours of operation
of a Class
[[Page 338]]
C station, to decrease hours of operation of any other class of station,
or to change station location involving no change in transmitter site
will be considered without reference to the processing line.
(g) If, upon examination, the FCC finds that the public interest,
convenience and necessity will be served by the granting of an
application, the same will be granted. If the FCC is unable to make such
a finding and it appears that a hearing may be required, the procedure
set forth in Sec. 73.3593 will be followed.
(h) When an application which has been designated for hearing has
been removed from the hearing docket, the application will be returned
to its proper position (as determined by the file number) in the
processing line. Whether or not a new file number will be assigned will
be determined pursuant to paragraph (i) of this section, after the
application has been removed from the hearing docket.
(i)(1) A new file number will be assigned to an application for a
new station, or for major changes in the facilities of an authorized
station, when it is amended to change frequency, to increase power, to
increase hours of operation, or to change station location. Any other
amendment modifying the engineering proposal, except an amendment
regarding the type of equipment specified, will also result in the
assignment of a new file number unless such amendment is accompanied by
a complete engineering study showing that the amendments would not
involve new or increased interference problems with existing stations or
other applications pending at the time the amendment is filed. If, after
submission and acceptance of such an engineering amendment, subsequent
examination indicates new or increased interference problems within
either existing stations or other applications pending at the time the
amendment was received at the FCC, the application will then be assigned
a new file number and placed in the processing line according to the
numerical sequence of the new file number.
(2) A new file number will be assigned where an application for a
new station is amended (whether by a single amendment or by a series of
amendments) so as to result in a situation where the original party or
parties to the application do not retain more than 50% ownership
interest in the application as originally filed, and Sec. 73.3580 will
apply to such amended application.
(3) Where an amendment to an application would require a new file
number pursuant to paragraph (j)(1) or (j)(2) of this section, the
applicant will have an opportunity to withdraw the amendment at any time
prior to designation for a hearing if applicable; and may be afforded,
subject to the discretion of the Administrative Law Judge, an
opportunity to withdraw the amendment after designation for a hearing.
(4) An application for changes in the facilities of an existing
station will continue to carry the same file number even though
(pursuant to FCC approval) an assignment of license or transfer of
control of said licensee or permittee has taken place if, upon
consummation, the application is amended to reflect the new ownership.
(j) When an application is reached for processing, and it is
necessary to address a letter to the applicant asking further
information, the application will not be processed until the information
requested is received, and the application will be placed in the pending
file to await the applicant's response.
(k) When an application is placed in the pending file, the applicant
will be notified of the reason for such action.
[ 44 FR 38501 , July 2, 1979; 44 FR 40311 , July 10, 1979, as amended at 46 FR 36852 , July 16, 1981; 49 FR 14745 , Apr. 13, 1984; 49 FR 32589 , Aug.
15, 1984; 49 FR 48187 , Dec. 11, 1984; 50 FR 18848 , May 2, 1985; 50 FR 24522 , June 11, 1985; 52 FR 21311 , June 5, 1987; 53 FR 1032 , Jan. 15,
1988; 54 FR 39534 , Sept. 27, 1989; 55 FR 19265 , May 9, 1990; 56 FR 795 ,
Jan. 9, 1991; 56 FR 64874 , Dec. 12, 1991; 61 FR 46563 , Sept. 4, 1996]
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