Goto Section: 63.3 | 63.09 | Table of Contents

FCC 63.04
Revised as of October 1, 2009
Goto Year:2008 | 2010
  §  63.04   Filing procedures for domestic transfer of control applications

   (a) Domestic services only. A carrier seeking domestic section 214
   authorization for transfer of control should file an application
   containing:

   (1) The name, address and telephone number of each applicant;

   (2) The government, state, or territory under the laws of which each
   corporate or partnership applicant is organized;

   (3) The name, title, post office address, and telephone number of the
   officer or contact point, such as legal counsel, to whom correspondence
   concerning the application is to be addressed;

   (4) The name, address, citizenship and principal business of any person
   or entity that directly or indirectly owns at least ten (10) percent of
   the equity of the applicant, and the percentage of equity owned by each
   of those entities (to the nearest one (1) percent);

   (5) Certification pursuant to § § 1.2001 through 1.2003 of this chapter
   that no party to the application is subject to a denial of Federal
   benefits pursuant to section 5301 of the Anti-Drug Abuse Act of 1988.
   See 21 U.S.C. 853.

   (6) A description of the transaction;

   (7) A description of the geographic areas in which the transferor and
   transferee (and their affiliates) offer domestic telecommunications
   services, and what services are provided in each area;

   (8) A statement as to how the application fits into one or more of the
   presumptive streamlined categories in this section or why it is
   otherwise appropriate for streamlined treatment;

   (9) Identification of all other Commission applications related to the
   same transaction;

   (10) A statement of whether the applicants are requesting special
   consideration because either party to the transaction is facing
   imminent business failure;

   (11) Identification of any separately filed waiver requests being
   sought in conjunction with the transaction; and

   (12) A statement showing how grant of the application will serve the
   public interest, convenience and necessity, including any additional
   information that may be necessary to show the effect of the proposed
   transaction on competition in domestic markets.

   (b) Domestic/International applications for transfers of control. Where
   an applicant wishes to file a joint international section 214 transfer
   of control application and domestic section 214 transfer of control
   application, the applicant should submit information that satisfies the
   requirements of § 63.18, which specifies the contents of applications
   for international authorizations, together with filing fees that
   satisfy (and are in accordance with filing procedures applicable to)
   both § § 1.1105 and 1.1107 of this chapter. In an attachment to the
   international application, the applicant should submit the information
   described in paragraphs (a)(6) through (a)(12) of this section.

   [ 67 FR 18832 , Apr. 17, 2002]


Goto Section: 63.3 | 63.09

Goto Year: 2008 | 2010
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