Goto Section: 5.63 | 5.67 | Table of Contents
Revised as of October 1, 2010
Goto Year:2009 |
§ 5.65 Defective applications.
(a) Applications that are defective with respect to completeness of
answers to required questions, execution or other matters of a purely
formal character may not be received for filing by the Commission, and
may be returned to the applicant with a brief statement as to the
(b) If an applicant is requested by the Commission to file any
documents or information not included in the prescribed application
form, a failure to comply with such request will constitute a defect in
(c) Applications that are not in accordance with the Commission's
rules, regulations, or other requirements will be considered defective
unless accompanied either by:
(1) a petition to amend any rule, regulation, or requirement with which
the application is in conflict; or
(2) a request of the applicant for waiver of, or an exception to, any
rule, regulation, or requirement with which the application is in
conflict. Such request shall show the nature of the waiver or exception
desired and set forth the reasons in support thereof.
Goto Section: 5.63 | 5.67
Goto Year: 2009 |
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