§  27.1231   Initiating the transition.

   (a) Transition areas. Unless paragraph (b) of this section applies, the
   transition will occur by Basic Trading Area (BTA). BTAs are based on
   the Rand McNally 1992 Commercial Atlas & Marketing Guide, 123rd
   Edition, at pages 38-39, that identifies 487 BTAs based on the 50
   States; it also includes the following additional BTA-like areas:
   American Samoa; Guam; Northern Mariana Islands;
   Mayaguez/Aguadilla-Ponce, Puerto Rico; San Juan, Puerto Rico; and the
   United States Virgin Islands, for a total of 493 BTAs. The
   Mayaguez/Aguadilla-Ponce BTA-like area consists of the following
   municipios: Adjuntas, Aguada, Aguadilla, Anasco, Arroyo, Cabo Rojo,
   Coamo, Guanica, Guayama, Guayanilla, Hormigueros, Isabela, Jayuya,
   Juana Diaz, Lajas, Las Marias, Maricao, Maunabo, Mayaguez, Moca,
   Patillas, Penuelas, Ponce, Quebradillas, Rincon, Sabana Grande,
   Salinas, San German, Santa Isabel, Villalba, and Yauco. The San Juan
   BTA-like area consists of all other municipios in Puerto Rico. The BTA
   associated with the Gulf of Mexico will not be transitioned.

   (b) Overlapping GSAs. When a Geographic Service Area (GSA) overlaps two
   or more BTAs:

   (1) The proponents of the adjacent BTAs may agree on how to transition
   a GSA that overlaps their respective BTAs.

   (2) If an agreement has not been reached between or among the
   proponents of the adjacent BTAs:

   (i) Each proponent must transition all of the facilities associated
   with the GSA that are inside the GSA and inside the proponent's BTA if
   all of the adjacent BTAs are transitioning; or

   (ii) The proponent of the BTA that is transitioning must transition all
   of the facilities associated with the GSA that are within the GSA but
   outside the BTA, if the adjacent BTA is not transitioning.

   (c)(1) Proponent(s). The proponent or co-proponent must:

   (i) Be a BRS or EBS licensee or BRS or EBS lessee;

   (ii) Send a Pre-Transition Data Request (see paragraph (d) of this
   section) and a Transition Notice (see paragraph (e) of this section) to
   every BRS and EBS licensee in the BTA, using the contact information in
   the Commission's Universal Licensing System; and

   (iii) Be first to file an Initiation Plan (see paragraph (f) of this
   section) with the Secretary of the Commission.

   (2) Before filing an Initiation Plan, BRS or EBS licensees or BRS or
   EBS lessees may agree to be co-proponents. After the Initiation Plan is
   filed the proponent may accept a co-proponent at its sole discretion.

   (d) Pre-Transition Data Request. The Pre-Transition Data Request must
   include the potential proponent's full name, postal mailing address,
   contact person, e-mail address, and phone and fax numbers.

   (1) BRS and EBS licensees that receive a Pre-Transition Data Request
   must provide the following information to the potential proponent
   within 45 days of receiving the Pre-Transition Data Request:

   (i) The BRS or EBS licensee's full name, postal mailing address,
   contact person, e-mail address, and phone and fax number.

   (ii) The location (by street address and by geographic coordinates) of
   every constructed EBS receive site that, as of the date of receipt of
   the Pre-Transition Data Request, is entitled to a replacement
   downconverter (see §  27.1233(a)). The response must:

   (A) Specify whether the downconverting antenna is mounted on a
   structure attached to the building or on a free-standing structure;

   (B) Specify the approximate height above ground level of the
   downconverting antenna; and

   (C) Specify, if known, the adjacent channel D/U ratio that can be
   tolerated by any receiver(s) at the receive site.

   (iii) The location (street address and geographic coordinates) of the
   main station or booster serving each EBS receive site entitled to
   protection, including:

   (A) The make and model of the antenna for that main station or booster,
   along with the radiation pattern if it is not included within the
   Commission's database;

   (B) The ground elevation, above mean sea level (AMSL), of the building
   or antenna supporting structure on which the main station or booster
   transmission antenna is installed;

   (C) The height above ground level (AGL) of the center of radiation of
   the transmission antenna;

   (D) The orientation of the main lobe of the transmission antenna;

   (E) Any mechanical beamtilt or electrical beamtilt not reflected in the
   radiation pattern provided or included within the Commission's
   database;

   (F) The bandwidth of each channel or subchannel, the emission type for
   each channel or subchannel, and the EIRP measured in the main lobe for
   each channel or subchannel; and

   (G) The make and model of the receive antenna installed at that site,
   along with the radiation pattern if it is not included within the
   Commission's database.

   (iv) The number and identification of EBS video programming or data
   transmission tracks the EBS licensee is entitled to receive in the MBS
   and whether the EBS licensee will accept fewer tracks in the MBS (see
   §  27.1233(b)).

   (v) Whether it will seek or has sought a waiver from the Commission as
   a Multichannel Video Programming Distributor (MVPD).

   (2) BRS and EBS licensees that do not respond to the Pre-Transition
   Data Request within 45 days of its receipt may not object to the
   Transition Plan.

   (e) The Transition Notice. The potential proponent(s) must send a
   Transition Notice to all BRS and EBS licensees in the BTA(s) being
   transitioned. The potential proponent(s) must include the following
   information in the Transition Notice:

   (1) The potential proponent(s)'s full name; postal mailing address,
   contact person, e-mail address, and phone and fax numbers;

   (2) The identification of the BRS and EBS licensees that will be
   transitioned;

   (3) Copies of the most recent response to the Pre-Transition Data
   Request for each participant in the process; and

   (4) A certification that the potential proponent(s) has the funds
   available to pay the reasonably expected costs of the transition based
   on the information in the Pre-Transition Data Request.

   (f) Initiation Plan. To initiate a transition, a potential proponent(s)
   must submit an Initiation Plan to the Commission at the Office of the
   Secretary in Washington, DC on or before January 21, 2009.

   (1) An Initiation Plan must contain the following information:

   (i) A list of the BTA(s) that the proponent(s) is transitioning;

   (ii) A list by call sign of all of the BRS and EBS licensees in the
   BTA(s) that are being transitioned;

   (iii) A “best estimate” of when the transition will be completed;

   (iv) A statement indicating that an agreement has been concluded with
   the proponent(s) of the adjoining or adjacent BTA(s) when a licensee or
   licensees in an adjacent or adjoining BTA must be transitioned to avoid
   interference to licensees in the BTA being transitioned, or in lieu of
   an agreement, the proponent(s) may provide an alternative means of
   transitioning the licensees in an adjacent or adjoining BTA;

   (v) A statement indicating that an agreement has been concluded with
   another proponent(s) on how a BTA will be transitioned when there are
   two or more proponents seeking to transition the same BTA and they
   agree to be co-proponents before the Initiation Plan is filed, and a
   statement that identifies the specific portion of the BTA each
   proponent will be responsible for transitioning; and

   (vi) A certification that the proponent or joint proponents have the
   funds available to pay the reasonable expected costs of the transition
   based on the information contained in the Pre-Transition Data Request
   (see paragraph (d) of this section).

   (2) A proponent, at its own discretion, may withdraw from transitioning
   a BTA by notifying the Commission and all affected BRS and EBS
   licensees in the BTA that it is withdrawing the Initiation Plan.

   (3) A proponent may amend an Initiation Plan after it has been filed
   with the Commission to correct minor or inadvertent errors.

   (g) MVPD waiver requests. MVPD licensees that seek to opt-out of the
   transition must seek a waiver within 60 days after the proponent files
   the Initiation Plan or on or before April 30, 2007, whichever occurs
   first.

   [ 71 FR 35191 , June 19, 2006, as amended at  73 FR 26041 , May 8, 2008]

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